The Financial Industry Regulatory Authority, the nation's largest self-regulatory organization for securities broker-dealers that combines the former NASD and New York Stock Exchange Regulation, ...
This content has been created by the Finextra editorial team with inputs from subject matter experts at the funding sponsor. At Sibos 2025 in Frankfurt, James Hollands, CRO, Smartstream discussed the ...
The Chinese People’s Liberation Army (PLA) has not officially released a new generation of operational regulations, which are believed to be roughly equivalent to doctrine, since its fourth generation ...
The Digital Operational Resilience Act (Dora), was introduced by the European Union nearly 18 months ago and will apply to all firms offering financial services across the bloc in early 2025. The ...
Operational support company Nimbl has released a 2026 Flight Department Prep Checklist, shown below, to help operators ...